Date: April 28, 1998 Letter to NASAA Re Proposed Examination for Investment Adviser Representatives, April 1998
Date: April 27, 1998 Institute Comments on Agenda for Upcoming Conference on Uniformity of Federal-State Securities Regulation, April 1998
Date: April 13, 1998 Comment Letter on SEC Year 2000 Temporary Rule Proposals for Transfer Agents and Broker-Dealers, April 1998