Policy Priorities
Fund Governance
Navigating Intermediary Relationships (pdf)
2020 Annual Report to Members: A Conversation with IDC Managing Director Thomas Kim
As Thomas Kim finished his first year as IDC's managing director, he sat down to discuss the...
Letter on Proposed Amendments to SEC Auditor Independence Rule (pdf)
Fund Regulation
What We Learned at the 2023 Investment Management Conference
The 2023 Investment Management Conference (IMC) brought together industry and government leaders to...
Navigating Intermediary Relationships (pdf)
The Future of Regulated Funds: Modernizing the ’40 Act
I’m sure you noticed that we’ve renamed this conference. What used to be called the “Mutual Funds...
Retirement Security
ICI Applauds Passage of the SECURE 2.0 Act
ICI thanks the members of the House and Senate for their commitment to Americans’ retirement...
ICI Comment Letter on Proposed Changes to Form 5500 (pdf)
How America Supports Retirement: The Incentive to Save Is Not Upside Down – Japanese Translation (pdf)
Taxes
ICI Comment Letter on SEC Treasury Clearing Proposal (pdf)
ICI Submission to IRS re Inflation Reduction Act Funding (pdf)
Keith Lawson Discusses Proposed ETF Tax Change on the ETF Prime Podcast
In conversation with Nate Geraci on the ETF Prime podcast, ICI Deputy General Counsel Keith Lawson...
Testimony
Statement for House Hearing on Diversity and Inclusion Performance at America's Large Investment Firms (pdf)
Statement for Senate Hearing on Financial Stability Oversight Council Nonbank Designations (pdf)
Oral Statement on Financial Stability Oversight Council Nonbank Designations
Financial Stability Oversight Council Nonbank Designations Statement of Paul Schott Stevens...
Trading and Markets
ICI: “Vitally Important" That Financial Markets Remain Open
Paul Schott Stevens, president and CEO of the Investment Company Institute, issued the following...
Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
For T+2, It’s All Systems Go
For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As...