Comment Letter
Joint Comment Letter on Effect of Stay of Public Company Climate Rule on Fund and Adviser ESG Propos...
On April 8, 2024, the Investment Company Institute (ICI) and ICI Southwest submitted a supplemental...
Comment Letter
ICI Follow-Up Comment Letter on Proposed Amendments to FINRA Rule 2210
In late February, FINRA proposed to further amend Rule 2210 (Communications with the Public) (the...
Comment Letter
ICI Comment Letter on FINRA’s and MSRB’s Filings with the SEC to Shorten Reporting Timeframes
On February 15, 2024, ICI filed a comment letter in response to notices published by the Securities...
News Release
ICI Responds to Amendments to SEC Dealer Rules
February 6, 2024—ICI Deputy General Counsel Sarah Bessin released the following statement regarding...
Comment Letter
ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
Comment Letter
ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
Comment Letter
ICI Comment Letter on the Definition of an Investment Advice Fiduciary
The Investment Company Institute submitted a comment to the Department of Labor (the “Department”)...
Comment Letter
Joint Comment Letter to SEC on Outsourcing by Investment Advisers
On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...