Joint Trades Comment Letter on Predictive Data Analysis Proposal (pdf)
Joint Trades Comment Letter Extension Request on Conflicts of Interest Proposal (pdf)
ICI Statement on SEC Conflict of Interest Proposal
ICI released the following statement on a proposal from the Securities and Exchange Commission (SEC)...
ICI Supplemental Comment Letter on Regulation S-P, Cybersecurity for Broker-Dealers and Investment A...
ICI Comment Letter on SEC's Cybersecurity Risk Management for Broker-Dealers et al. (pdf)
529 Plan Use Within Advisory Programs (pdf)
The SEC Must Step into the Breach
Fund investors deserve to pay fair prices for information about their investments, but a broken...
ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)