The Investment Company Institute submitted a comment letter in support of FINRA's proposed amendments to Rule 2210, which regulates communications with the public (the “rule”). The Proposal would...
ICI submitted a comment letter to the SEC, responding to its proposed amendments to the definitions of “small fund” and “small adviser” for purposes of the Regulatory Flexibility Act.
ICI submitted a comment letter to the Australian Treasury in response to its consultation on the elements of the sustainable financial product labelling regime.
ICI responded to the Monetary Authority of Singapore (MAS) consultation on updates to its guidelines on liquidity risk management practices for fund management companies.
ICI submitted a comment letter to the Australian Treasury proposed reforms to enhance the governance and regulatory oversight of registered managed investment schemes.
ICI submitted a comment letter to the Financial Conduct Authority (FCA) on its consultation on updates to the FCA’s Handbook and guidance regarding liquidity management tools, which are being undertaken in order to reflect IOSCO’s recently updated LMT recommendations.
ICI submitted a letter providing a list of recommendations to the US Department of the Treasury and the Internal Revenue Service on how the agency can successfully launch Trump Accounts for the American people.
ICI submitted a letter to the Securities and Exchange Commission on its proposed survey of mutual funds and broker-dealers regarding compliance costs associated with anti-money laundering and countering the financing of terrorism (AML/CFT) obligations.
ICI submitted a comment letter to the Financial Conduct Authority (FCA) regarding its consultation paper on Improving the UK transaction reporting regime (CP25/32).
ICI submitted a letter to Majority Leader John Thune, Minority Leader Charles Schumer, House Speaker Mike Johnson and House Minority Leader Hakeem Jeffries urging for their support and passage of the GROWTH Act of 2025.
