Registration is Now Open!
Now in-person! Join us November 20 in New York City to gain insights from top experts on regulatory changes, pose questions to panelists, earn CLE and CPE credits, and more! This event will provide a platform for professionals to network and hear directly from leading experts on the latest regulatory developments in the securities industry.
Program Highlights
- The SEC’s rulemaking agenda
- Legislative outlook for asset managers
- SEC exams and enforcement
- A discussion of hot topics and trends within the industry
- Digital finance and technology: crypto, stablecoins, and AI and more.
Featured Speakers
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